Statutory Disqualification for Undisclosed Tax Liens Sustained by FINRA, SEC, and Federal Court

Another day, another undisclosed bankruptcy, another FINRA fine and suspension -- and statutory disqualification

For once, Bill Singer concurs that FINRA and the SEC properly denied a registration exam waiver request -- but he's still grousing. Frankly, Grumpy makes some fair points.

After most of us stopped paying attention Friday afternoon, a federal judge in Washington D.C. stunned the tax world by striking down the IRS effort to regulate tax preparers.  U.S.

(Reuters) - Calling them "tax cheats" and their lawsuit a "travesty," a U.S. appeals court threw out an effort by some American customers of UBS AG to recover damages over bank services that resulted in their having evaded U.S. taxes.

Group of Rich Americans Sues UBS to Keep Names Secret in Tax Case

California CPA Lowell Baisden came east to North Platte, Nebraska, to do tax work for some doctors.  It hasn’t gone well, as his current mailing address indicates.   Yet he’s still fighting, if not successfully.  The Federal Appeals

Yet another broker runs afoul of disclosure requirements involving tax liens