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    SEC Charges Former Morgan Stanley Director With Fraud

    Wed, 04/25/2012 - 17:28 EDT - CNBC
    • RDF10
    • Original article
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    Related

    • U.S. charges ex-Morgan Stanley executive for fraud

      WASHINGTON (Reuters) - U.S. securities regulators on Wednesday charged a former Morgan Stanley executive with fraud in connection with real estate investments in China. Morgan Stanley's former managing director in its real estate investment and fund advisory business, Garth Peterson, secretly acquired millions of dollars worth of real estate investments for himself and an influential Chinese official, the Securities and Exchange Commission said. The Justice Department filed related criminal charges, the SEC said. (Reporting By Aruna Viswanatha; Editing by Gary Hill)

    • SEC charges Harrisburg, Pennsylvania with fraud

      WASHINGTON — The U.S. Securities and Exchange Commission charged the Pennsylvania city of Harrisburg, the state’s beleaguered capital, with securities fraud on Monday for allegedly releasing misleading public statements and financial information. Harrisburg, which is under state receivership after its finances became mired by a scheme to upgrade a trash incinerator, agreed to settle the charges without admitting or denying the findings, the SEC said.

    • Mary Schapiro Stepping Down as SEC Chair

      (WASHINGTON) — Mary Schapiro will step down as chairman of the Securities and Exchange Commission next month after a tumultuous tenure in which she helped lead the U.S. government’s regulatory response to the 2008 financial crisis. President Barack Obama designated Elisse Walter, an SEC commissioner, to replace Schapiro. Schapiro will leave Dec. 14, the SEC said Monday. She was appointed by Obama in the midst of the worst financial crisis since the Great Depression. She took over after the agency failed to detect the Bernard Madoff Ponzi scheme.

    • Infosys Ltd. Presents at Morgan Stanley Technology, Media & Telecom Conference, Feb-26-2013 02:30 PM

      Infosys Limited, Inc. (INFY) February 26, 2013 5:30 pm ET Executives S. D. Shibulal - Co-Founder, Managing Director, Chief Executive Officer, Director and Chairman of Infosys Technologies (Sweden) AB Analysts Vipin Khare - Morgan Stanley, Research Division Presentation Vipin Khare - Morgan Stanley, Research Division

    • 2.2 Million Go On Disability Since Mid-2010; Fraud Explains Falling Unemployment Rate; Will Higher Disability Taxes Fix the Problem?

      Since mid-2010, precisely the time millions of US citizens used up all of their 99 week of unemployment insurance, disability claims have risen by 2.2 million. Those on disability are not counted in the workforce and are not considered unemployed. Please consider Disabled Americans Shrink Size of U.S. Labor Force

    • First Republic Bank's CEO Presents at Morgan Stanley Financials Conference (Transcript)

      First Republic Bank (FRC) Morgan Stanley Financials Conference Call June 11, 2013 12:05 pm ET Executives James H. Herbert II – Chairman, Chief Executive Officer Katherine August-deWilde – President, Chief Operating Officer Jeffrey Bruce – Senior Managing Director Analysts Ken Zerbe – Morgan Stanley Presentation

    • Morgan Stanley's CEO Presents at Annual Shareholders Meeting Conference (Transcript)

      Morgan Stanley (MS) Annual Shareholders Meeting Conference Call May 14, 2013 9:00 am ET Executives James P. Gorman – Chairman and Chief Executive Officer Martin M. Cohen – Counsel and Secretary Robert H. Herz – Director Eric Grossman – Chief Legal Officer Erskine B. Bowles – Director C. Robert Kidder – Director Analysts Mike Mayo – CLSA

    • Cohmad Faces SEC Fraud Charges

      The SEC filed civil fraud charges against Cohmad Securities and several executives in connection with the Madoff investment fraud. Fraud charges also were filed against L.A.

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