WASHINGTON (Reuters) - U.S. securities regulators on Wednesday charged a former Morgan Stanley executive with fraud in connection with real estate investments in China. Morgan Stanley's former managing director in its real estate investment and fund advisory business, Garth Peterson, secretly acquired millions of dollars worth of real estate investments for himself and an influential Chinese official, the Securities and Exchange Commission said. The Justice Department filed related criminal charges, the SEC said. (Reporting By Aruna Viswanatha; Editing by Gary Hill)
WASHINGTON — The U.S. Securities and Exchange Commission charged the Pennsylvania city of Harrisburg, the state’s beleaguered capital, with securities fraud on Monday for allegedly releasing misleading public statements and financial information.
Harrisburg, which is under state receivership after its finances became mired by a scheme to upgrade a trash incinerator, agreed to settle the charges without admitting or denying the findings, the SEC said.
(WASHINGTON) — Mary Schapiro will step down as chairman of the Securities and Exchange Commission next month after a tumultuous tenure in which she helped lead the U.S. government’s regulatory response to the 2008 financial crisis. President Barack Obama designated Elisse Walter, an SEC commissioner, to replace Schapiro. Schapiro will leave Dec. 14, the SEC said Monday. She was appointed by Obama in the midst of the worst financial crisis since the Great Depression. She took over after the agency failed to detect the Bernard Madoff Ponzi scheme.
Infosys Limited, Inc. (INFY)
February 26, 2013 5:30 pm ET
Executives
S. D. Shibulal - Co-Founder, Managing Director, Chief Executive Officer, Director and Chairman of Infosys Technologies (Sweden) AB
Analysts
Vipin Khare - Morgan Stanley, Research Division
Presentation
Vipin Khare - Morgan Stanley, Research Division
Since mid-2010, precisely the time millions of US citizens used up all of their 99 week of unemployment insurance, disability claims have risen by 2.2 million. Those on disability are not counted in the workforce and are not considered unemployed.
Please consider Disabled Americans Shrink Size of U.S. Labor Force
First Republic Bank (FRC) Morgan Stanley Financials Conference Call June 11, 2013 12:05 pm ET
Executives
James H. Herbert II – Chairman, Chief Executive Officer Katherine August-deWilde – President, Chief Operating Officer Jeffrey Bruce – Senior Managing Director
Analysts
Ken Zerbe – Morgan Stanley
Presentation
Morgan Stanley (MS)
Annual Shareholders Meeting Conference Call
May 14, 2013 9:00 am ET
Executives
James P. Gorman – Chairman and Chief Executive Officer
Martin M. Cohen – Counsel and Secretary
Robert H. Herz – Director
Eric Grossman – Chief Legal Officer
Erskine B. Bowles – Director
C. Robert Kidder – Director
Analysts
Mike Mayo – CLSA
The SEC filed civil fraud charges against Cohmad Securities and several executives in connection with the Madoff investment fraud. Fraud charges also were filed against L.A.